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Risk Management News Updates, December 15th 2010
Date: Dec 15, 2010   |   Author: Aditya Puri | News Updates
This week's risk management news includes Barclays and JP Morgan breaching Korean derivatives rules, UK's PRA new role, SARB's lack of authority concerning banking matters and Goldman Sachs's new regulatory chief for securities
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Risk Management News Updates, December 8th 2010
Date: Dec 08, 2010   |   Author: Aditya Puri | News Updates
This week's risk management news includes the Basel Committee's agreement on the text for Basel III regulations, Central Bank of Ireland's report on pay policies, BofA's 139m fine for fraud, FSA'a appointment of two new advisors and Central Bank of Nepal's new directive to banks
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Risk Management News Updates, December 1st 2010
Date: Dec 02, 2010   |   Author: Aditya Puri | News Updates
This week's risk management news includes BOA's launch of a substitute for the VIX index and PBOC's warning to banks regarding bad credit card debt
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Risk Management News Updates, November 24th 2010
Date: Nov 24, 2010   |   Author: Aditya Puri | News Updates
This week's risk management news includes lobbying to exlude forex derivatives from the Dodd Frank regulation, the concern on systemic risk from India's banking scam, Chinese banks and lending quotas, and the recent BIS survey on OTC derivatives market
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Risk Management News Updates, November 10th 2010
Date: Nov 10, 2010   |   Author: Aditya Puri | News Updates
This week's risk management news includes FDIC's approval of the initial plan for the quarterly fee change, the arrest of a bank staff in Moldova involved in online fraud, and EU's support for dark pool regulation






Our Methodology
The following sections outline our proprietary methodology, which subscribers can use as a guide to understand the various research notes and analysis.
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  • SEC and FDIC Propose Dodd-Frank Broker-Dealer Resolution Rules
  • FATCA – Ushering in a new Reporting Regime
  • Short-term wholesale funding and systemic risk: A global CoVaR approach
  • COSO ERM – Understanding and communicating risk appetite
  • Identifying anti-money laundering issues in Chinese banks
  • Regulatory issues raised by the impact of technological changes on market integrity and efficiency