Risk and Regulation Working Group Monday, 27 June 2022


Regulation

Financial crises, systemic risk, conduct of business oversight

Our scorecard for assessing leading players in this area

Questions We Ask Regulators
Regulators we like



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Australian bank directors risk criminal money laundering investigation

Commonwealth Bank of Australia is involved in three actions against it but none will result in any of the directors being made to account for what they knew or didn’t know or did or failed to do to prevent the bank from allegedly being…

     
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Creating the next level of client engagement with the Internet of Things

The Internet of Things offers potential opportunities in retail and corporate banking and will fuel the rise of new types of clients in the form of smart cities and autonomous artificial intelligence driven market agents.

     
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Will cryptocurrencies emerge from the shadows of regulation?

Digital currencies have been hogging media headlines, with some countries jostling to attract start-ups in the cryptocurrency and underlying blockchain technology space. But will this bring cryptocurrencies into the mainstream?

     
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Are cryptocurrencies on the path to becoming mainstream?

Spurts in prices of cryptocurrencies and initial coin offerings over the last two years, with start-ups raising millions in minutes, have raised excitement and regulatory attention amid fear of “bubble” and potential losses.

     
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The splintering of the global regulatory world

The pace of regulatory reform has been relentless since the global financial crisis. From D-SIBs, TLAC, MiFID 2 to FRTB, the chain of regulatory acronyms that banks have to grapple with seem endless. Yet, are these measures working to make…

     
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Highlights from the Singapore Fintech Festival – Financial inclusion to the…

The third day of the Fintech Festival saw a speech from the UN secretary-general’s special advocate, Bill & Melinda Gates Foundation director of financial services for the poor, and other industry experts all discuss financial inclusion.

     
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Highlights from the Singapore Fintech Festival – The future of banking

The Fintech Festival’s second day saw panellists plunge into discussions regarding the future of banking, digitisation, technology, and preparations for the changes that lie ahead.

     
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Highlights from the Singapore Fintech Festival – Singapore’s role in the global…

The 2017 Singapore Fintech Festival opened with Monetary Authority of Singapore managing director Ravi Menon addressing Singapore’s role in financial technology, followed by panel discussions on the global expansion of Chinese fintechs,…

     




Our Methodology
The following sections outline our proprietary methodology, which subscribers can use as a guide to understand the various research notes and analysis.
Advisory Board
Other Commentators
We Follow
White Papers
  • SEC and FDIC Propose Dodd-Frank Broker-Dealer Resolution Rules
  • FATCA – Ushering in a new Reporting Regime
  • Short-term wholesale funding and systemic risk: A global CoVaR approach
  • COSO ERM – Understanding and communicating risk appetite
  • Identifying anti-money laundering issues in Chinese banks
  • Regulatory issues raised by the impact of technological changes on market integrity and efficiency