Risk and Regulation Working Group Monday, 27 June 2022


Regulation

Financial crises, systemic risk, conduct of business oversight

Our scorecard for assessing leading players in this area

Questions We Ask Regulators
Regulators we like



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What banks must do to prevent money laundering

Preventing money laundering is no easy feat, not with both the criminal environment, and product and service risks posing as main hindrances. Frankly, it is up to banks and regulators, such as the Australian Transaction Reports and Analysis…

     
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Technological innovation is a double-edged sword in cybersecurity

Financial institutions, from incumbent banks to alternative financial players, have been experimenting and investing in innovative solutions to address the persistent cyber-threats and attacks from malicious parties.

     
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Australian banks show indifference towards AML/CTF rules

Many Australian banks have shown disinterest towards anti-money laundering and counter-terrorism laws, compounded by the Australian Transaction Reports and Analysis Centre’s initiative towards lack of compliance.

     
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Personalities who will shape China's regulatory reforms: Watch Guo Shuqing

A narrative that is not being discussed on the recent crackdown of several companies, including Anbang, Fosun, Wanda, HNA and Li Yonghong’s Rossoneri in China, is the regulator that drove the entire episode. How will that shape the country’s…

     
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Strengthening Bahrain’s financial system through fintech

Khalid Al Rumaihi, chief executive of the Bahrain Economic Development Board, believes that learning from more advanced foreign influences will help Bahrain fast track innovation while securing a sound financial system in the country.

     
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"I’m not going to anticipate an impact from the Trump administration, as they…

Barney Frank, an ex-congressman of the United States, key architect and part-namesake of the Dodd-Frank Act, speaks to The Asian Banker about US President Trump’s attempts to change the bill, which he described as a “disaster”. In February,…

     
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At odds with Dodd-Frank

In a matter of weeks US President Donald Trump’s administration will lay bare how they wish to regulate banks and markets. After months of scathing remarks about the Dodd-Frank Act, any clarity on exactly how Trump wishes to overhaul the…

     
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"Regulators have ‘upped their game’ in ways that would have been considered…

Serdar Güner, director of supervision at the Dubai Financial Services Authority, in a speech during The Future of Finance, Middle East and Africa 2017, discussed how the regulator is facilitating innovation amidst the changes happening…

     




Our Methodology
The following sections outline our proprietary methodology, which subscribers can use as a guide to understand the various research notes and analysis.
Advisory Board
Other Commentators
We Follow
White Papers
  • SEC and FDIC Propose Dodd-Frank Broker-Dealer Resolution Rules
  • FATCA – Ushering in a new Reporting Regime
  • Short-term wholesale funding and systemic risk: A global CoVaR approach
  • COSO ERM – Understanding and communicating risk appetite
  • Identifying anti-money laundering issues in Chinese banks
  • Regulatory issues raised by the impact of technological changes on market integrity and efficiency