Risk and Regulation Working Group Sunday, 26 June 2022


Regulation

Financial crises, systemic risk, conduct of business oversight

Our scorecard for assessing leading players in this area

Questions We Ask Regulators
Regulators we like



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Cross-selling scandal at Wells Fargo is overhyped

Wells Fargo is under scrutiny for unauthorised cross-selling and the creation of fake accounts. But was the controversy overblown?

     
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Basel II: The precursor of an integrated risk management framework for Vietnamese…

Vietnam’s banking sector has taken significant steps to comply with Basel II requirements. However, more measures are needed to create an effective and integrated risk management framework in the banks.

     
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Reserve Bank of India named Regulatory Institution of the Year in Asia Pacific…

Central banks in Philippines and Singapore also recognised for Best Macroeconomic Regulation and Best Systemic and Prudential Regulation respectively.

     
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Proactive—The new buzzword in the transformation at the Central Bank of the…

The Governor of the Central Bank of the United Arab Emirates, His Excellency Mubarak Rashed Al Mansoori discusses the transformation of the UAE Central Bank under its new Medium-Term Plan. Among others, the Central Bank will focus on SMEs…

     
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Innovation the “regulatory sandbox” way

Andra Sonea, lead solutions architect with the Innovation & Digital Analytics Lab at Lloyds Banking Group in London, maintains that an industry that enables competition and economic development does not need a “sandbox intervention.” Competition…

     
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Half successful and half failed: The $1 billion cyber hacking attempt on Bangladesh…

An anti-money laundering law that did not cover casinos. A weekend and a holiday in the targeted banks in at least three countries. A Swift system that worked. And human slip-ups that rang alarm bells but also consummated the biggest documented…

     
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Focus on integrated solutions and regional capabilities

Increased use of electronic cash management facilities to enhance cost and operational efficiency is the dominant theme in the transaction banking industry in the Middle East and Africa

     




Our Methodology
The following sections outline our proprietary methodology, which subscribers can use as a guide to understand the various research notes and analysis.
Advisory Board
Other Commentators
We Follow
White Papers
  • SEC and FDIC Propose Dodd-Frank Broker-Dealer Resolution Rules
  • FATCA – Ushering in a new Reporting Regime
  • Short-term wholesale funding and systemic risk: A global CoVaR approach
  • COSO ERM – Understanding and communicating risk appetite
  • Identifying anti-money laundering issues in Chinese banks
  • Regulatory issues raised by the impact of technological changes on market integrity and efficiency