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Risk and Regulation Working Group Monday, 2 October 2023


Regulation

Financial crises, systemic risk, conduct of business oversight

Our scorecard for assessing leading players in this area

Questions We Ask Regulators
Regulators we like



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Calm before the storm

Banks across the region continued to grow in 2014 but with headwinds in the horizon, conditions are expected to worsen

     
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Banking sector in good condition

Despite considerable variations within the Middle East and Africa, the banking sector as a whole achieved good financial performance in 2014

     
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China upgrades payments infrastructure to support growth in retail consumption

The People's Bank of China has established an integrated system to connect banks, merchants, and retailers to facilitate increased transactions, which grew 74.5% to $913.5 trillion in 2015. With growing consumer spending, financial institutions…

     
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Australia focused on sustaining growth in 2015

Can the industry withstand the current combination of low interest rates, strong housing price growth and higher household indebtedness?

     
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Facing FATCA: Unravelling the IT solution confusion

Colin Camp, managing director of Dion Global Solutions, feels that FIs are finally coming to terms with the reality of FATCA, and must now decide how to address the demand placed upon them.

     
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What SEPA means for banks in Asia

James Hatcher, managing director of Seeburger Asia Pacific, feels that SEPA offers a unique opportunity for treasurers in Asia to implement more efficient payments practices.

     
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HKMA defends universal banking model

Norman Chan, chief executive of the HKMA, says it is vital to protect consumers and also safeguard cross-border flows, in his opening keynote speech at the Asian Banker Summit 2011.

     
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Will the Dodd Frank prop trading ban live up to its purpose?

Loopholes in the law and ingenuous bankers will get the better of regulators even as they seemingly give into the law by shutting down proprietary trading desks.

     




Our Methodology
The following sections outline our proprietary methodology, which subscribers can use as a guide to understand the various research notes and analysis.
Advisory Board
Other Commentators
We Follow
White Papers
  • SEC and FDIC Propose Dodd-Frank Broker-Dealer Resolution Rules
  • FATCA – Ushering in a new Reporting Regime
  • Short-term wholesale funding and systemic risk: A global CoVaR approach
  • COSO ERM – Understanding and communicating risk appetite
  • Identifying anti-money laundering issues in Chinese banks
  • Regulatory issues raised by the impact of technological changes on market integrity and efficiency