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Risk and Regulation Working Group Tuesday, 5 December 2023


Articles and opinions by Chris Georgiou. Click here for profile.

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China's financial industry ponders reform and innovation amid reorganisation…

The Asian Banker Finance China 2020 Conference on 28 August addressed the evolution of global trade and supply chains, as well as how China’s financial services industry need to transform itself, manage innovation and accelerate structural…

     
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Smart transformation in wealth management is not a zero-sum game

Wealth managers must acquire new capabilities to win in the “Smart Era” by collaborating with fintechs on broader use cases and application, by reinventing customer value propositions, and by reshaping the entire customer experience

     
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Dao Ventures’ Zhang: The impact ecosystem is developing very slowly in China

Tao Zhang, co-founder of Dao Ventures and founder of one of the first impact funds in China, discusses his latest clean food impact investment in Shenzhen and the slow development of the impact ecosystem in China

     
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The visible heart and the invisible hand: Outlook for impact investing

The center of debate has shifted from whether impact investing can match the returns of traditional investing, to whether asset owners are willing and how many asset managers are skilled and inclined to put in the extra diligence needed…

     
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China increases number of HNWIs in Asia Pacific

China is changing the distribution of wealth across the region and rapidly developing its wealth management industry which is dominated by mega banks and trust companies

     
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Connect Blockchain DMCC's Shu: “Further blockchain adoption will be retail driven”

Meng Shu, CEO and Co-founder of Connect Blockchain DMCC shares his experiences of moving from traditional trading to Blockchain trading.

     



Our Methodology
The following sections outline our proprietary methodology, which subscribers can use as a guide to understand the various research notes and analysis.
Advisory Board
Other Commentators
We Follow
White Papers
  • SEC and FDIC Propose Dodd-Frank Broker-Dealer Resolution Rules
  • FATCA – Ushering in a new Reporting Regime
  • Short-term wholesale funding and systemic risk: A global CoVaR approach
  • COSO ERM – Understanding and communicating risk appetite
  • Identifying anti-money laundering issues in Chinese banks
  • Regulatory issues raised by the impact of technological changes on market integrity and efficiency