Risk and Regulation Working Group Sunday, 26 June 2022


Articles and opinions by Arush Chopra. Click here for profile.

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Will the Dodd Frank prop trading ban live up to its purpose?

Loopholes in the law and ingenuous bankers will get the better of regulators even as they seemingly give into the law by shutting down proprietary trading desks.

     
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Evaluating regulators today- a changing paradigm

Even as The Asian Banker goes into another season of awards evaluation, we realise that much has to be done to review the way we evaluate regulators. We welcome your feedback on this research note.

     



Our Methodology
The following sections outline our proprietary methodology, which subscribers can use as a guide to understand the various research notes and analysis.
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  • SEC and FDIC Propose Dodd-Frank Broker-Dealer Resolution Rules
  • FATCA – Ushering in a new Reporting Regime
  • Short-term wholesale funding and systemic risk: A global CoVaR approach
  • COSO ERM – Understanding and communicating risk appetite
  • Identifying anti-money laundering issues in Chinese banks
  • Regulatory issues raised by the impact of technological changes on market integrity and efficiency